from Reuters: Top News https://ift.tt/3a9JQfP
Thursday, February 27, 2020
SEC orders Wells Fargo pay $35 million for recommendations of high-risk products
The U.S. Securities and Exchange Commission said on Thursday it ordered Wells Fargo & Co to pay $35 million to settle charges it failed to adequately supervise investment advisers who were recommending high-risk products.
from Reuters: Top News https://ift.tt/3a9JQfP
from Reuters: Top News https://ift.tt/3a9JQfP
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